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Report of the Ministerial Inquiry into the Under-reporting of Cervical Smear Abnormalities in the Gisborne Region

8. Term of Reference Five

What other changes agreed to be implemented, either by the Government or by professional organisations, will further address any risks of under-reporting of abnormalities in cervical smears?

Legislative Change

8.1 The Government has agreed to look at legislative change to allow monitoring and evaluation of the Programme to be carried out without the hindrance of the legal obstacles which presently prevent this valuable exercise from being undertaken. However, in the Committee’s view the proposals it has seen do not go far enough, especially given the period of time which has already elapsed. There is the potential for the proposed change to become bogged down in long consultation and attempts to reach a consensus view on an issue which does not lend itself to a solution which is likely to be amenable to all interest groups. For this reason the Committee considers that in their present form the proposed changes can not be described as something which will further address any risks of under-reporting of abnormal smears. It, therefore has considered the legislative proposals under term of reference six.

8.2 The national evaluation which was to be carried out by an independent team, and which was unable to be performed due to difficulty in accessing information, has now been taken over by Dr Peters and the unit within the Ministry which is responsible for the Programme. It is believed that by carrying the project out as an internal audit the problems that the independent evaluation team encountered in gaining access to protected information will be avoided. The Committee has been told that the project is complex and it could take up to seven months to complete preparatory work. Dr Peters advises the Committee that she acknowledges previous work has been done on the project, but she says much work now needs to be done to ensure that the complications that have previously arisen do not impede the project in the future. Whether or not this new plan to gain access to much-needed information actually works, is still to be seen.

Proposed Changes To The Operation Of The National Cervical Screening Programme

8.3 When the National Cervical Screening Programme moved to the Health Funding Authority it came under the control of Dr Julia Peters, a specialist in public health. Since the incident of under-reporting in the Gisborne region has surfaced considerable effort has gone into improving the National Cervical Screening Programme’s effectiveness. She is the person responsible for managing the National Screening Team.

8.4 New policies and quality standards for the Programme were developed. These were produced in draft form to the Committee during the Inquiry hearings. The Committee found these draft documents impressive. Expert witnesses commented on them favourably. Since the conclusion of the public hearings the Committee has received affidavit evidence from Dr Peters to update it on further progress. It has learnt that National Cervical Screening Policy Interim Operation Policy and Quality Standards October 2000 has now been finalised. The Committee’s view is that the policies and quality standards, which this document contains, must be implemented as a matter of urgency. Every support should be given to Dr Peters and her team to ensure that the Interim Operation Policy is put into action. In the Committee’s view the implementation of this document will do much to improve the effectiveness of the Programme.

8.5 In her affidavit Dr Peters described the current members of her team. The team comprised a permanent staff allocation of 7.5 fulltime equivalent staff, four fulltime fixed term contractors and approximately 6.5 fulltime equivalent consultants. She had recently received approval from her general manager to appoint a finance manager and an information technology manager to the team. They would be permanent appointments. She had also received approval to appoint an additional staff member for the National Cervical Screening Register. The Committee learnt that she had advised her manager that a significant number of additional staff with clinical epidemiological public health contracting and quality assurance and monitoring skills were also required in the team. The Committee supports Dr Peters’ views on this point. While advisory groups can be of assistance, it is essential that the Programme has its own in-house qualified personnel. Epidemiological public health skills, contracting skills and quality assurance and monitoring skills all relate to areas where in the past, the Programme has been found wanting. The lessons to be learned from the last decade are that reliance on advisory groups cannot provide the same input that persons with these qualifications can if employed by the Programme. Furthermore the Committee’s views are consistent with the views expressed by the Cervical Screening Advisory Committee in its final report in 1994 to the Minister. In that report the Committee emphasised the importance to the Programme of skilled staff including epidemiologists and biostatisticians.

8.6 It is clear from the evidence that between July 1998 to June 2000 there were no specific performance measures for the Programme while it was with the Health Funding Authority. The impetus that the experience at Gisborne gave to the Health Funding Authority must be continued. It is important that the Programme receive all the resources that Dr Peters believes essential for it to operate effectively.

8.7 Dr Peters also advised the Committee that by 23 November 2000 the national laboratory contract has been completed and signed by all 12 community laboratories. It makes compliance with the National Cervical Screening Policy Interim Operational Policy and Quality Standards October 2000 and the IANZ Quality and Services Standards for Medical Testing Laboratories a contractual requirement. The IANZ Quality and Services Standards for Medical Testing Laboratories are included in the contract as an appendix. In the Committee’s view the national laboratory contract will go a long way to ensuring quality performance of laboratories.

8.8 The Committee was advised that there has been a policy decision to impose three minimum volume standards on laboratories. These are: each fixed laboratory site will process a minimum of 15,000 gynaecology cytology cases; each pathologist will report at least 500 abnormal gynaecological cytology cases, cytotechnical staff must primary screen a minimum of 3,000 gynaecological cytology cases per annum. In the Committee’s view these minimum standards must be implemented. It considers them to be good, however it notes that Dr Peters envisaged that during the next eight months the national screening team would be working with all relevant parties to ensure transition issues are appropriately managed. It is important that the minimum volume standards be imposed within six months. Minimum standards were first suggested a decade ago.

8.9 The Committee notes that an independent monitoring and audit group for the Programme is to be appointed. The Committee supports this. A contract has been agreed between the University of Otago and the Health Funding Authority for the establishment of a National Cervical Screening Programme Independent Monitoring Group. The first quantitative monitoring for the Programme against the national indicators in the Operational Policy and Quality Standards Manual is to commence using data from women screened from 1 October to 30 January 2000. Reporting on this data is due in April 2001. The Committee supports this and considers that it must go ahead. An independent monitoring group is vital for the Programme’s effectiveness. It is also important that this group get full access to the information it needs to enable the monitoring exercise to be carried out. The progress of the audit and whether or not it reports by April 2001 need to be watched.

8.10 The Committee also considers that thought needs to be given to the European Guidelines on Cervical Screening with a view to seeing whether or not those parts of the Guidelines that are still not included in the Operational Policy and Quality Standards Manual should be included. During the Inquiry the Committee heard from Dr Cox who was very supportive of all the monitoring criteria in the European Guidelines. The Committee is aware that these Guidelines are not in operation in a number of European countries, however that does not detract from their value.

8.11 Dr Peters advised that she was also considering what processes would be required to establish a successful audit of the Programme. She noted that there needed to be: a comprehensive audit framework for the Programme; customised audit for specific provider groups; a comprehensive pre-audit data collection process was required; auditors would need to be independent and appropriately trained; full audit reports would need to be provided; the national screening team will need to develop processes to address all issues revealed at audit. Added to this should be the qualification that the Programme should ensure that the auditors will not encounter any legal obstacles in carrying out the exercise. It is important that these audits are carried out.

8.12 Dr Peters has advised the Committee that from 1 July 2001 the National Screening Team will have operational, contractual and financial responsibility for the Programme. She said that a National Cervical Screening Programme unbundling and financial model had been developed and agreed within the Health Funding Authority and the financial transfer approved. The Committee supports this entirely. It recommends that by 1 July 2001 the Programme should be in a position where it has complete responsibility for the operational contractual and financial management within the team responsible for it (national screening team).

8.13 Dr Peters’ evidence was that there is a move towards centralisation of all national aspects of the Breast Cancer Screening Programme and the National Cervical Screening Programme and development of quality assurance processes within both programmes. The Committee has been advised that a separate national screening unit has been formed and the structure was approved by the Director-General of Health on 7 November 2000. This unit will be staffed by 33 fulltime equivalent staff and will undertake all the functions necessary for the national management of the two cancer screening programmes. There will be six teams, namely Information Management, Contracts and Finance, Maori Screening and Development, Breast Screen Aotearoa, National Cervical Screening Programme, Quality Monitoring Analysis and Audit. The most senior appointee will report to the Deputy Director-General of Public Health. There will be a clinical director who will be a public health medicine specialist, and ideally the two managers of the National Cervical Screening Programme and the Breast Screen Aotearoa will also be public health medicine specialists. Provision has also been made to appoint a part time epidemiologist to the quality monitoring analysis and audit team. A number of part time consulting clinical experts will also be appointed. Dr Peters outlined the advantage of the structure as being :

It delivered internationally recognised key organisational components for successful screening programmes;

It provided clear reporting structures with a reasonable span of control for managers;

Its current reliance on contractors for critical positions will cease;

It provides professional development and management within an individual’s chosen career, thus providing a strong platform for recruitment and retention of quality staff;

The model is sustainable across a range of scenarios, for example differing health service configurations;

It established an experienced base and benchmarks which can be built onto should other national screening programmes be developed.

8.14 Dr Peters advised that all current term and national screening team staff will be confirmed in positions within the new national screening unit. Development of detailed position descriptions has commenced and recruitment for vacant positions will commence as soon as these are finalised. The Committee agrees with these plans. It considers that the National Cervical Screening Programme should be run through a centralised management system. The fragmentation that resulted from the earlier models under the area health board and later regional health authority system was detrimental to the Programme. A Programme of this nature is best run as a national programme from a centralised office. It is particularly important that with the current restructuring of the health sector and the use of 22 district health boards ( something on which the Committee has received no updating evidence) the Programme should not be subject to the threat of any further fragmentation.

8.15 The Committee considers that the changes that have come about as a result of the Gisborne incident bode well for the Programme. It should be a much better programme. It is unfortunate that it took a tragedy to bring this about. Many of the changes that are now being implemented were recommended when the Programme was being established.

 

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